Filing Details
- Accession Number:
- 0001209191-21-042562
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-22 19:39:01
- Reporting Period:
- 2021-06-17
- Accepted Time:
- 2021-06-22 19:39:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1826892 | Bioatla Inc. | BCAB | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1205375 | Phd M Jay Short | C/O Bioatla, Inc. 11085 Torreyana Road San Diego CA 92121 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-06-17 | 19,269 | $39.22 | 845,333 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2021-06-21 | 17,575 | $38.24 | 827,758 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2021-06-21 | 35,725 | $39.54 | 792,033 | No | 4 | S | Indirect | By Spouse |
Common Stock | Disposition | 2021-06-21 | 1,700 | $39.89 | 790,333 | No | 4 | S | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
No | 4 | S | Indirect | By Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 258,727 | Indirect | By Jay Short 2020 Irrevocable Gift Trust |
Common Stock | 302,324 | Indirect | By Capia IP, LLC |
Common Stock | 258,727 | Indirect | By Carolyn Short 2020 Irrevocable Gift Trust |
Common Stock | 1,441,508 | Direct |
Footnotes
- The range of prices for the shares of Common Stock is from $39.00 to $39.62. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- Represents shares of the Issuer's common stock sold by the reporting person's spouse to cover taxes due upon the release and settlement of her 138,461 RSUs.
- The range of prices for the shares of Common Stock is from $37.83 to $38.82. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- The range of prices for the shares of Common Stock is from $38.83 to $39.82. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- The range of prices for the shares of Common Stock is from $39.83 to $40.09. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.