Filing Details

Accession Number:
0001209191-21-042562
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-22 19:39:01
Reporting Period:
2021-06-17
Accepted Time:
2021-06-22 19:39:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1826892 Bioatla Inc. BCAB () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205375 Phd M Jay Short C/O Bioatla, Inc. 11085 Torreyana Road
San Diego CA 92121
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-06-17 19,269 $39.22 845,333 No 4 S Indirect By Spouse
Common Stock Disposition 2021-06-21 17,575 $38.24 827,758 No 4 S Indirect By Spouse
Common Stock Disposition 2021-06-21 35,725 $39.54 792,033 No 4 S Indirect By Spouse
Common Stock Disposition 2021-06-21 1,700 $39.89 790,333 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Spouse
No 4 S Indirect By Spouse
No 4 S Indirect By Spouse
No 4 S Indirect By Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 258,727 Indirect By Jay Short 2020 Irrevocable Gift Trust
Common Stock 302,324 Indirect By Capia IP, LLC
Common Stock 258,727 Indirect By Carolyn Short 2020 Irrevocable Gift Trust
Common Stock 1,441,508 Direct
Footnotes
  1. The range of prices for the shares of Common Stock is from $39.00 to $39.62. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  2. Represents shares of the Issuer's common stock sold by the reporting person's spouse to cover taxes due upon the release and settlement of her 138,461 RSUs.
  3. The range of prices for the shares of Common Stock is from $37.83 to $38.82. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  4. The range of prices for the shares of Common Stock is from $38.83 to $39.82. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
  5. The range of prices for the shares of Common Stock is from $39.83 to $40.09. The reporting person's spouse undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.