Filing Details

Accession Number:
0000919574-21-004191
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-22 08:58:05
Reporting Period:
2021-06-16
Accepted Time:
2021-06-22 08:58:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1427570 Reshape Lifesciences Inc. RSLS Surgical & Medical Instruments & Apparatus (3841) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1601086 Armistice Capital, Llc 510 Madison Avenue, 7Th Floor
New York NY 10022
No No Yes No
1706140 Steven Boyd C/O Armistice Capital, Llc
510 Madison Avenue, 7Th Floor
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-06-16 388,045 $6.52 2,021,297 No 4 S Direct
Common Stock Disposition 2021-06-16 0 $0.00 2,021,297 No 4 S Indirect See Footnote 1
Common Stock Disposition 2021-06-16 73,591 $7.92 1,947,706 No 4 S Direct
Common Stock Disposition 2021-06-16 0 $0.00 1,947,706 No 4 S Indirect See Footnote 1
Common Stock Disposition 2021-06-16 50,040 $8.52 1,897,666 No 4 S Direct
Common Stock Disposition 2021-06-16 0 $0.00 1,897,666 No 4 S Indirect See Footnote 1
Common Stock Disposition 2021-06-17 1,024,844 $6.20 872,822 No 4 S Direct
Common Stock Disposition 2021-06-17 0 $0.00 872,822 No 4 S Indirect See Footnote 1
Common Stock Disposition 2021-06-17 81,366 $7.13 791,456 No 4 S Direct
Common Stock Disposition 2021-06-17 0 $0.00 791,456 No 4 S Indirect See Footnote 1
Common Stock Disposition 2021-06-18 685,583 $5.48 105,873 No 4 S Direct
Common Stock Disposition 2021-06-18 0 $0.00 105,873 No 4 S Indirect See Footnote 1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect See Footnote 1
No 4 S Direct
No 4 S Indirect See Footnote 1
No 4 S Direct
No 4 S Indirect See Footnote 1
No 4 S Direct
No 4 S Indirect See Footnote 1
No 4 S Direct
No 4 S Indirect See Footnote 1
No 4 S Direct
No 4 S Indirect See Footnote 1
Footnotes
  1. The reported securities (the "Shares") of ReShape Lifesciences Inc. (the "Issuer") are directly held by Armistice Capital Master Fund Ltd., a Cayman Islands exempted company (the "Master Fund"), and may be deemed to be indirectly beneficially owned by: (i) Armistice Capital, LLC ("Armistice Capital"), as the investment manager of the Master Fund; and (ii) Steven Boyd, as the Managing Member of Armistice Capital ("Mr. Boyd", and together with Armistice Capital, the "Reporting Persons"). Armistice Capital and Mr. Boyd disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission that either of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  2. This constitutes the weighted average purchase price. The prices range from $5.96 to $6.86. The Reporting Persons will provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price.
  3. This constitutes the weighted average purchase price. The prices range from $7.30 to $8.06. The Reporting Persons will provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price.
  4. This constitutes the weighted average purchase price. The prices range from $8.46 to $8.54. The Reporting Persons will provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price.
  5. This constitutes the weighted average purchase price. The prices range from $5.86 to $6.84. The Reporting Persons will provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price.
  6. This constitutes the weighted average purchase price. The prices range from $6.91 to $7.51. The Reporting Persons will provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price.
  7. This constitutes the weighted average purchase price. The prices range from $5.30 to $5.86. The Reporting Persons will provide upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares purchased at each separate price.
  8. Additionally, the Reporting Persons no longer have beneficial ownership of 13,333 Shares as a result of the settlement of a transaction made prior to the reporting period. Accordingly, the Reporting Persons have beneficial ownership of 92,540 Shares.