Filing Details
- Accession Number:
- 0001214659-21-006789
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-21 21:34:52
- Reporting Period:
- 2021-05-12
- Accepted Time:
- 2021-06-21 21:34:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
896493 | Ault Global Holdings Inc. | DPW | Electronic Components, Nec (3679) | 941721931 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1734770 | Ault & Company, Inc. | 11411 Southern Highlands Parkway Suite 240 Las Vegas NV 89141 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-05-12 | 275,862 | $1.45 | 1,354,829 | No | 4 | C | Direct | |
Common Stock | Acquisiton | 2021-06-18 | 5,587 | $2.69 | 1,360,416 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 8% Convertible Promissory Note | Disposition | 2021-05-12 | 0 | $1,000,000.00 | 275,862 | $1.45 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2020-07-22 | No | 4 | C | Direct |
Footnotes
- On February 5, 2020, the Issuer sold and issued an 8% Convertible Promissory Note in the principal amount of $1,000,000 (the "Note") to the Reporting Person, which Note was convertible into shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock") at a conversion price of $1.45 per share. On May 12, 2021, the Reporting Person converted the remaining $400,000 of principal of the Note into 275,862 shares of Common Stock.
- The Note was convertible, at the election of the Reporting Person, prior to payment, or prepayment, in full.
- Excludes shares issuable at the election of the Reporting Person upon conversion of accrued interest into shares of Common Stock.