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Filing Details

Accession Number:: 0000899243-21-025106
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-21 19:55:55
Reporting Period:: 2021-06-17

Accepted Time:: 2021-06-21 19:55:55
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1560672	Ellington Residential Mortgage Reit	EARN	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1070844	A Stephen Schwarzman	C/O The Blackstone Group Inc. 345 Park Avenue New York NY 10154	No	No	Yes	No
1393818	Blackstone Group Inc	345 Park Avenue New York NY 10154	No	No	Yes	No
1404071	L.l.c. Management Group Blackstone	C/O The Blackstone Group Inc. 345 Park Avenue New York NY 10154	No	No	Yes	No
1404073	L.p. Iii Holdings Blackstone	C/O The Blackstone Group Inc. 345 Park Avenue New York NY 10154	No	No	Yes	No
1478809	L.p. Gp Iii Holdings Blackstone	C/O The Blackstone Group Inc. 345 Park Avenue New York NY 10154	No	No	Yes	No
1478815	L.l.c. Management Gp Iii Holdings Blackstone	C/O The Blackstone Group Inc. 345 Park Avenue New York NY 10154	No	No	Yes	No
1575478	L.l.c. Btoa	C/O The Blackstone Group Inc. 345 Park Avenue New York NY 10154	No	No	Yes	No
1575479	L.l.c. Manager Earn Bto	C/O The Blackstone Group Inc. 345 Park Avenue New York NY 10154	No	No	Yes	No
1575483	L.l.c. Holdings Earn Opportunities Tactical Blackstone	C/O The Blackstone Group Inc. 345 Park Avenue New York NY 10154	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-06-17	2,675,000	$12.80	628,578	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnotes

Footnotes

This amount represents the $13.20 public offering price per common share of beneficial interest, $0.01 par value per share ("Common Shares") of the Issuer, less the underwriting discount of $0.40 per share.
These shares represent Common Shares that are directly held by Blackstone Tactical Opportunities EARN Holdings L.L.C. ("EARN Holdings").
BTO EARN Manager L.L.C. is the managing member of EARN Holdings. BTOA L.L.C. is the sole member of BTO EARN Manager L.L.C. Blackstone Holdings III L.P. is the managing member of BTOA L.L.C. The general partner of Blackstone Holdings III L.P. is Blackstone Holdings III GP L.P.
The general partner of Blackstone Holdings III GP L.P. is Blackstone Holdings III GP Management L.L.C. The sole member of Blackstone Holdings III GP Management L.L.C. is The Blackstone Group Inc. The sole holder of the Series II preferred stock of The Blackstone Group Inc. is Blackstone Group Management L.L.C. Blackstone Group Management L.L.C. is wholly owned by Blackstone's senior managing directors and controlled by its founder, Stephen A. Schwarzman.
Each of such Blackstone entities and Mr. Schwarzman may be deemed to beneficially own the shares beneficially owned by EARN Holdings directly or indirectly controlled by it or him, but each (other than EARN Holdings to the extent of its direct holdings) disclaims beneficial ownership of such shares, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein.