Filing Details
- Accession Number:
- 0001570585-21-000238
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-21 17:41:56
- Reporting Period:
- 2021-06-16
- Accepted Time:
- 2021-06-21 17:41:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1570585 | Liberty Global Plc | LBTY | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1018211 | A Paul Gould | 161 Hammersmith Road London X0 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Acquisiton | 2021-06-17 | 1,045 | $16.64 | 226,244 | No | 4 | M | Direct | |
| Class A Ordinary Shares | Disposition | 2021-06-17 | 640 | $27.38 | 225,604 | No | 4 | S | Direct | |
| Class C Ordinary Shares | Acquisiton | 2021-06-17 | 1,041 | $16.42 | 993,222 | No | 4 | M | Direct | |
| Class C Ordinary Shares | Acquisiton | 2021-06-17 | 2,166 | $15.85 | 995,388 | No | 4 | M | Direct | |
| Class C Ordinary Shares | Disposition | 2021-06-17 | 1,880 | $27.39 | 993,508 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Ordinary Shares | Restricted Share Units A | Acquisiton | 2021-06-16 | 1,124 | $0.00 | 1,124 | $0.00 |
| Class C Ordinary Shares | Restricted Share Units C | Acquisiton | 2021-06-16 | 2,247 | $0.00 | 2,247 | $0.00 |
| Class A Ordinary Shares | Share Option A (right to buy) | Acquisiton | 2021-06-16 | 3,449 | $0.00 | 3,449 | $27.82 |
| Class C Ordinary Shares | Share Option C (right to buy) | Acquisiton | 2021-06-16 | 6,898 | $0.00 | 6,898 | $27.82 |
| Class A Ordinary Shares | Share Option A (right to buy) | Disposition | 2021-06-17 | 1,045 | $0.00 | 1,045 | $16.64 |
| Class C Ordinary Shares | Share Option C (right to buy) | Disposition | 2021-06-17 | 1,041 | $0.00 | 1,041 | $16.42 |
| Class C Ordinary Shares | Share Option C (right to buy) | Disposition | 2021-06-17 | 2,166 | $0.00 | 2,166 | $15.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,124 | No | 4 | A | Direct | ||
| 2,247 | No | 4 | A | Direct | ||
| 3,449 | 2031-06-16 | No | 4 | A | Direct | |
| 6,898 | 2031-06-16 | No | 4 | A | Direct | |
| 0 | 2021-06-21 | No | 4 | M | Direct | |
| 0 | 2021-06-21 | No | 4 | M | Direct | |
| 0 | 2021-06-21 | No | 4 | M | Direct |
Footnotes
- The price reflects a weighted average of sales made at prices ranging from $27.37 to $27.43. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- Each Restricted Share Unit represents a right to receive one share of Issuer's Class A ordinary shares or Class C ordinary shares, as the case may be.
- The Restricted Share Units will vest in full on the date of the Issuer's 2022 annual general meeting.
- The option vests in three equal annual installments commencing on the date of the Issuer's 2022 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
- The option is immediately exercisable.
Billionaire Hedge Funds
