Filing Details

Accession Number:
0001112679-11-000042
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-04 19:44:44
Reporting Period:
2011-05-02
Filing Date:
2011-05-04
Accepted Time:
2011-05-04 19:44:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1424454 Rovi Corp ROVI Periodicals: Publishing Or Publishing & Printing (2721) 261739297
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1338176 James Budge C/O Rovi Corporation
2830 De La Cruz Blvd.
Santa Clara CA 95050
Evp & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-02 8,333 $13.53 61,708 No 4 M Direct
Common Stock Disposition 2011-05-02 8,333 $47.85 53,375 No 4 S Direct
Common Stock Acquisiton 2011-05-02 1,250 $15.73 54,625 No 4 M Direct
Common Stock Disposition 2011-05-02 1,250 $47.85 53,375 No 4 S Direct
Common Stock Acquisiton 2011-05-02 1,250 $30.00 54,625 No 4 M Direct
Common Stock Disposition 2011-05-02 1,250 $47.85 53,375 No 4 S Direct
Common Stock Acquisiton 2011-05-02 1,458 $33.43 54,833 No 4 M Direct
Common Stock Disposition 2011-05-02 1,458 $47.85 53,375 No 4 S Direct
Common Stock Acquisiton 2011-05-02 1,354 $36.74 54,729 No 4 M Direct
Common Stock Disposition 2011-05-02 1,354 $47.85 53,375 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-05-02 8,333 $0.00 8,333 $13.53
Common Stock Employee Stock Option (right to buy) Disposition 2011-05-02 1,250 $0.00 1,250 $15.73
Common Stock Employee Stock Option (right to buy) Disposition 2011-05-02 1,250 $0.00 1,250 $30.00
Common Stock Employee Stock Option (right to buy) Disposition 2011-05-02 1,458 $0.00 1,458 $33.43
Common Stock Employee Stock Option (right to buy) Disposition 2011-05-02 1,354 $0.00 1,354 $36.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,338 2013-06-01 No 4 M Direct
27,500 2016-03-01 No 4 M Direct
35,000 2016-09-01 No 4 M Direct
49,584 2017-03-01 No 4 M Direct
47,396 2017-04-01 No 4 M Direct
Footnotes
  1. Shares sold pursuant to Mr. Budge's 10b5-1 plan dated November 16, 2010.
  2. Shares sold on the open market are reported as an average sell price per share of $47.85; breakdown of shares sold and per share sale prices are as follows: 400 at $47.28; 500 at $47.29; 300 at $47.30; 300 at $47.36; 300 at $47.37; 100 at $47.38; 200 at $47.41; 800 at $47.42; 800 at $47.43; 400 at $47.50; 100 at $47.51; 200 at $47.61; 200 at $47.63; 400 at $47.67; 100 at $47.76; 100 at $47.77; 600 at $47.81; 400 at $48.07; 100 at $48.08; 200 at $48.09; 2,700 at $48.10; 800 at $48.11; 300 at $48.12; 1,300 at $48.13; 600 at $48.14; 600 at $48.15; 600 at $48.16; 100 at $48.21; 100 at $48.59 and 45 at $48.64.
  3. Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over the second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
  4. Granted March 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  5. Granted September 1, 2009; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  6. Granted March 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
  7. Granted April 1, 2010; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.