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Filing Details

Accession Number:: 0001006837-21-000087
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-21 17:16:38
Reporting Period:: 2021-06-17

Accepted Time:: 2021-06-21 17:16:38
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1006837	Hc2 Holdings Inc.	HCHC	Fabricated Structural Metal Products (3440)	541708481

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1077812	A Avram Glazer	C/O Woods Ovatt Gilman Llp 700 Crossroads Building Rochester NY 14614		Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-06-17	22,556	$0.00	56,303	No	4	A	Direct
Common Stock	Acquisiton	2021-06-18	71,000	$3.98	2,878,661	No	4	P	Indirect	Avram Glazer Irrevocable Exempt Trust
Common Stock	Acquisiton	2021-06-21	11,588	$3.93	2,890,249	No	4	P	Indirect	Avram Glazer Irrevocable Exempt Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	P	Indirect	Avram Glazer Irrevocable Exempt Trust
No	4	P	Indirect	Avram Glazer Irrevocable Exempt Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	18,983,954	Indirect	Lancer Capital

Footnotes

The shares will vest and become non-forfeitable on the earlier of (i) the first anniversary of the grant date and (ii) the first regular annual meeting of the Company's stockholders that occurs following the date of grant (subject to continued service with the Company through such vesting date).
Share purchase effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 17, 2021.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $4.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The reported shares were acquired by the Avram Glazer Irrevocable Exempt Trust (the "Trust"). Reporting person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by the Trust.
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.86 to $3.98, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The reported shares are held by Lancer Capital LLC ("Lancer"). The Trust is the sole owner of Lancer, and in such capacity may be deemed to beneficially own the shares held of record by Lancer. The Reporting Person is the Trustee of the Trust, and in such capacity may be deemed to beneficially own the shares held of record by Lancer Capital and the Trust.