Filing Details
- Accession Number:
- 0001683168-21-002646
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-21 16:19:44
- Reporting Period:
- 2021-06-17
- Accepted Time:
- 2021-06-21 16:19:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 38264 | Forward Industries Inc. | FORD | Plastics Products, Nec (3089) | 131950672 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1543871 | J Howard Morgan | C/O Forward Industries, Inc. 700 Veterans Memorial Hwy, Suite 100 Hauppauge NY 11788 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-17 | 10,000 | $1.23 | 130,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-06-17 | 68,419 | $1.13 | 198,419 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-17 | 78,419 | $2.96 | 120,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2021-06-17 | 10,000 | $0.00 | 10,000 | $1.23 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2021-06-17 | 68,419 | $0.00 | 68,419 | $1.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-10-16 | 2022-10-15 | No | 4 | M | Direct |
| 0 | 2020-02-11 | 2025-02-11 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These securities were sold in multiple transactions ranging from $2.94 to $3.05, inclusive. The reporting person undertakes to provide to Forward Industries, Inc., any security holder of Forward Industries, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each separate price within the ranges set forth in the preceding sentence.
Billionaire Hedge Funds
