Filing Details
- Accession Number:
- 0001181431-11-027198
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-04 19:09:04
- Reporting Period:
- 2011-05-02
- Filing Date:
- 2011-05-04
- Accepted Time:
- 2011-05-04 19:09:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 937556 | Masimo Corp | MASI | Electromedical & Electrotherapeutic Apparatus (3845) | 330368882 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456612 | E. Stephen Paul | C/O Masimo Corporation 40 Parker Irvine CA 92618 | Evp, Acute Care Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-05-02 | 9,000 | $35.00 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-05-02 | 1,000 | $24.68 | 9,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-02 | 2,000 | $23.14 | 8,000 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-02 | 6,000 | $28.50 | 6,000 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (Right to buy) | Disposition | 2011-05-02 | 1,000 | $0.00 | 1,000 | $24.68 |
| Common Stock | Non-Qualified Stock Option (Right to buy) | Disposition | 2011-05-02 | 2,000 | $0.00 | 2,000 | $23.14 |
| Common Stock | Non-Qualified Stock Option (Right to buy) | Disposition | 2011-05-02 | 6,000 | $0.00 | 6,000 | $28.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,000 | 2019-08-17 | No | 4 | M | Direct | |
| 2,000 | 2019-03-04 | No | 4 | M | Direct | |
| 6,000 | 2018-03-17 | No | 4 | M | Direct |
Footnotes
- The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 17, 2010, which is intended to comply with Rule 10b5-1 promulgated under the Securities Exchange Act of 1934, as amended.
- This option was granted on August 17, 2009 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
- This option was granted on March 4, 2009 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
- This option was granted on March 17, 2008 and is exercisable as the option vests. This option vests over a five year period, with 20% of the shares subject to the option vesting on each anniversary of the grant date.
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