Filing Details
- Accession Number:
- 0001120295-11-000101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-04 18:58:20
- Reporting Period:
- 2011-05-02
- Filing Date:
- 2011-05-04
- Accepted Time:
- 2011-05-04 18:58:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1120295 | Ixia | XXIA | Instruments For Meas & Testing Of Electricity & Elec Signals (3825) | 954635982 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1134226 | Errol Ginsberg | C/O Ixia 26601 West Agoura Road Calabasas CA 91302 | (See Remarks) | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-02 | 150,000 | $9.85 | 210,457 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-05-02 | 6,250 | $13.98 | 216,707 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-05-02 | 3,125 | $9.85 | 219,832 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-05-03 | 30,000 | $16.11 | 189,832 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-05-04 | 46,900 | $16.02 | 142,932 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-02 | 150,000 | $0.00 | 150,000 | $9.85 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-02 | 3,125 | $0.00 | 3,125 | $13.98 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2011-05-02 | 6,250 | $0.00 | 6,250 | $9.85 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-03-10 | 2011-05-07 | No | 4 | M | Direct |
28,125 | 2013-09-30 | No | 4 | M | Direct | |
18,750 | 2012-03-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 4,827,986 | Indirect | By Errol Ginsberg and Annette R. Michelson Family Trust dated 10/13/1999 |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $16.09 to $16.14. The price reported reflects the weighted average sale price. The Reporting Person has provided to the Issuer and will provide to any shareholder of the Issuer, or to the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- This transaction was executed in multiple trades at prices ranging from $16.00 to $16.08. The price reported reflects the weighted average sale price. The Reporting Person has provided to the Issuer and will provide to any shareholder of the Issuer, or to the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- Original option to purchase 150,000 shares vested and became exercisable on March 10, 2006. Options exercised were scheduled to expire on May 7, 2011.
- Original option to purchase 50,000 shares vested and became exercisable in 16 equal quarterly installments commencing December 31, 2005. Option is exercisable as to each installment of vested shares for a period of four years following the vesting date.
- Original option to purchase 100,000 shares vested and became exercisable in 16 equal quarterly installments commencing June 30, 2004. Option is exercisable as to each installment of vested shares for a period of four years following the vesting date.