Filing Details
- Accession Number:
- 0001140361-11-025014
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-04 18:31:08
- Reporting Period:
- 2011-05-02
- Filing Date:
- 2011-05-04
- Accepted Time:
- 2011-05-04 18:31:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368964 | La Cortez Energy Inc. | LCTZ | Crude Petroleum & Natural Gas (1311) | 205157768 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1250973 | C Nadine Smith | 1616 Stanford Lane Sarasota FL 34231 | Vice President; Interim Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-05-02 | 9,200 | $0.64 | 3,233,867 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-05-04 | 9,200 | $0.60 | 3,243,067 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- (i) Includes 389,000 shares of Issuer's common stock issuable within 60 days upon the exercise of warrants. Includes 116,667 shares of Issuer's common stock issuable within 60 days upon the exercise of vested options granted under Issuer's 2008 Equity Incentive Plan; does not include 58,333 shares of Issuer's common stock issuable upon the exercise of options granted under the 2008 Equity Incentive Plan, which vest on July 1, 2011; also does not include 87,500 shares of common stock issuable upon vesting of restricted stock units, which will vest in three equal installments beginning September 23, 2011.
- (ii) The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on April 25, 2011, and in compliance with the safe-harbor requirements of Rule 10b-18.