Filing Details
- Accession Number:
- 0001209191-21-041523
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-17 17:09:14
- Reporting Period:
- 2021-06-15
- Accepted Time:
- 2021-06-17 17:09:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1047127 | Amkor Technology Inc. | AMKR | Semiconductors & Related Devices (3674) | 231722724 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1596796 | Jean Marie Guillaume Rutten | 2045 East Innovation Circle Tempe AZ 85284 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-15 | 912 | $9.48 | 425,912 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-15 | 912 | $23.72 | 425,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-06-15 | 10,000 | $14.17 | 435,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-15 | 10,000 | $23.79 | 425,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-15 | 15,000 | $23.78 | 410,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2021-06-15 | 912 | $0.00 | 912 | $9.48 |
| Common Stock | Employee Stock Option (Right-to-Buy) | Disposition | 2021-06-15 | 10,000 | $0.00 | 10,000 | $14.17 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 65,625 | 2020-02-15 | 2029-02-15 | No | 4 | M | Direct |
| 302,500 | 2020-10-30 | 2030-07-30 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.51 to $23.99.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.36 to $23.99.
- This stock option was granted on February 15, 2019 and vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16 of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date.
- This stock option was granted on July 30, 2020 and vests as follows: the option will vest quarterly over three years at the rate of 31,250 per quarter, such that 100% will be vested on the third anniversary of the grant date.
Billionaire Hedge Funds
