Filing Details
- Accession Number:
- 0001214659-21-006640
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-16 21:40:36
- Reporting Period:
- 2021-06-14
- Accepted Time:
- 2021-06-16 21:40:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1293310 | Humanigen Inc | HGEN | Pharmaceutical Preparations (2834) | 770557236 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1421882 | Cameron Durrant | C/O Humanigen, Inc. 533 Airport Boulevard, Suite 400 Burlingame CA 94010 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-03-01 | 111,441 | $0.00 | 0 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2021-03-01 | 111,441 | $0.00 | 111,441 | No | 5 | G | Indirect | By Cameron Durrant Revocable Trust |
Common Stock | Disposition | 2021-06-14 | 26,441 | $20.60 | 85,000 | No | 4 | S | Indirect | By Cameron Durrant Revocable Trust |
Common Stock | Disposition | 2021-06-14 | 5,094 | $21.14 | 79,906 | No | 4 | S | Indirect | By Cameron Durrant Revocable Trust |
Common Stock | Disposition | 2021-06-14 | 49,906 | $20.61 | 30,000 | No | 4 | S | Indirect | By Cameron Durrant Revocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Indirect | By Cameron Durrant Revocable Trust |
No | 4 | S | Indirect | By Cameron Durrant Revocable Trust |
No | 4 | S | Indirect | By Cameron Durrant Revocable Trust |
No | 4 | S | Indirect | By Cameron Durrant Revocable Trust |
Footnotes
- On March 1, 2021, the reporting person transferred 111,441 directly owned shares of the Company's common stock to the Cameron Durrant Revocable Trust (the "Trust"), of which the reporting person and his spouse are trustees and the reporting person's spouse is the primary beneficiary.
- On June 14, 2021, the Trust sold an aggregate of 81,441 shares of the Company's common stock. The shares sold by the Trust represented approximately 3% of the reporting person's total ownership position in the Company (taking into account all of the reporting person's options to purchase shares of the Company's common stock).