Filing Details
- Accession Number:
- 0001049606-11-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-04 17:45:14
- Reporting Period:
- 2011-04-27
- Filing Date:
- 2011-05-04
- Accepted Time:
- 2011-05-04 17:45:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1049606 | Compx International Inc | CIX | Cutlery, Handtools & General Hardware (3420) | 570981653 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1035145 | Ann Manix | 5430 Lbj Freeway, Suite 1700 Dallas TX 75240 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock $0.01 Par Value | Acquisiton | 2011-04-27 | 559 | $12.15 | 2,734 | No | 4 | M | Direct | |
| Class A Common Stock $0.01 Par Value | Disposition | 2011-04-27 | 559 | $14.31 | 2,175 | No | 4 | S | Direct | |
| Class A Common Stock $0.01 Par Value | Acquisiton | 2011-05-02 | 1,441 | $12.15 | 3,616 | No | 4 | M | Direct | |
| Class A Common Stock $0.01 Par Value | Disposition | 2011-05-02 | 1,441 | $14.30 | 2,175 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock $0.01 Par Value | Non-Qualified Stock Option (right to buy) | Disposition | 2011-04-27 | 559 | $0.00 | 559 | $12.15 |
| Class A Common Stock $0.01 Par Value | Non-Qualified Stock Option (right to buy) | Disposition | 2011-05-02 | 1,441 | $0.00 | 1,441 | $12.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,441 | 2011-05-10 | No | 4 | M | Direct | |
| 0 | 2011-05-10 | No | 4 | M | Direct |
Footnotes
- Granted pursuant to the CompX International Inc. 1997 Long-Term Incentive Plan on 05/10/2001. Options granted became exerciseable at a rate of 20% on each of the first five anniversary dates of the date of grant and expire on the tenth anniversary of the date of grant.
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