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Filing Details

Accession Number:: 0001209191-21-041210
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-16 21:22:17
Reporting Period:: 2021-06-14

Accepted Time:: 2021-06-16 21:22:17
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1826892	Bioatla Inc.	BCAB	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1205375	Phd M Jay Short	C/O Bioatla, Inc. 11085 Torreyana Road San Diego CA 92121	Chief Executive Officer	Yes	Yes	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-06-14	872,278	$0.00	1,441,508	No	4	J	Direct
Common Stock	Acquisiton	2021-06-14	258,727	$0.00	258,727	No	4	J	Indirect	By Jay Short 2020 Irrevocable Gift Trust
Common Stock	Acquisiton	2021-06-14	302,324	$0.00	302,324	No	4	J	Indirect	By Capia IP, LLC
Common Stock	Acquisiton	2021-06-14	258,727	$0.00	258,727	No	4	J	Indirect	By Carolyn Short 2020 Irrevocable Gift Trust
Common Stock	Acquisiton	2021-06-14	872,278	$0.00	1,010,739	No	4	J	Indirect	By Spouse
Common Stock	Disposition	2021-06-14	70,066	$40.22	940,673	No	4	S	Indirect	By Spouse
Common Stock	Disposition	2021-06-14	2,654	$41.66	938,019	No	4	S	Indirect	By Spouse
Common Stock	Disposition	2021-06-14	3,070	$42.24	934,949	No	4	S	Indirect	By Spouse
Common Stock	Disposition	2021-06-14	1,100	$43.50	933,849	No	4	S	Indirect	By Spouse
Common Stock	Disposition	2021-06-14	1,807	$44.47	932,042	No	4	S	Indirect	By Spouse
Common Stock	Disposition	2021-06-15	19,673	$39.36	912,369	No	4	S	Indirect	By Spouse
Common Stock	Disposition	2021-06-15	12,348	$40.27	900,021	No	4	S	Indirect	By Spouse
Common Stock	Disposition	2021-06-15	2	$41.01	900,019	No	4	S	Indirect	By Spouse
Common Stock	Disposition	2021-06-16	31,349	$39.33	868,670	No	4	S	Indirect	By Spouse
Common Stock	Disposition	2021-06-16	4,068	$40.08	864,602	No	4	S	Indirect	By Spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Direct
No	4	J	Indirect	By Jay Short 2020 Irrevocable Gift Trust
No	4	J	Indirect	By Capia IP, LLC
No	4	J	Indirect	By Carolyn Short 2020 Irrevocable Gift Trust
No	4	J	Indirect	By Spouse
No	4	S	Indirect	By Spouse
No	4	S	Indirect	By Spouse
No	4	S	Indirect	By Spouse
No	4	S	Indirect	By Spouse
No	4	S	Indirect	By Spouse
No	4	S	Indirect	By Spouse
No	4	S	Indirect	By Spouse
No	4	S	Indirect	By Spouse
No	4	S	Indirect	By Spouse
No	4	S	Indirect	By Spouse

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	0	Indirect	By Himalaya Parent LLC

Footnotes

Distribution of the Issuer's shares of Common Stock by Himalaya Parent LLC, of which the reporting person is a member, for no consideration.
The range of prices for the shares of Common Stock is from $40.00 to $40.95. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the shares of Common Stock is from $41.00 to $41.98. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the shares of Common Stock is from $42.01 to $42.84. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the shares of Common Stock is from $43.25 to $44.19. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the shares of Common Stock is from $44.26 to $45.12. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the shares of Common Stock is from $39.00 to $39.97. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the shares of Common Stock is from $40.00 to $40.99. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the shares of Common Stock is from $39.00 to $39.83. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The range of prices for the shares of Common Stock is from $40.00 to $40.25. The reporting person undertakes that she will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
The reporting person and his spouse are the managers of Himalaya Parent LLC and collectively make investment decisions on the behalf of the entity. The reporting person and his spouse disclaim beneficial ownership of the reported securities except to the extent of his or her pecuniary interest therein.