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Filing Details

Accession Number:: 0001415889-21-003035
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-16 18:31:52
Reporting Period:: 2021-06-14

Accepted Time:: 2021-06-16 18:31:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1604821	Natera Inc.	NTRA	Services-Medical Laboratories (8071)	010894487

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1711968	Leonard Steven Chapman	C/O Natera, Inc. 13011 Mccallen Pass Building A Suite 100 Austin TX 78753	Ceo And President	No	No	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-06-14	26	$10.73	78,582	No	4	M	Direct
Common Stock	Acquisiton	2021-06-14	2,289	$9.29	80,871	No	4	M	Direct
Common Stock	Acquisiton	2021-06-14	1,563	$13.01	82,434	No	4	M	Direct
Common Stock	Acquisiton	2021-06-14	7,813	$13.01	90,247	No	4	M	Direct
Common Stock	Acquisiton	2021-06-14	1,563	$20.27	91,810	No	4	M	Direct
Common Stock	Acquisiton	2021-06-14	4,688	$25.46	96,498	No	4	M	Direct
Common Stock	Disposition	2021-06-14	8,846	$103.15	87,652	No	4	S	Direct
Common Stock	Disposition	2021-06-14	9,096	$103.83	78,556	No	4	S	Direct
Common Stock	Disposition	2021-06-14	3,041	$103.41	75,515	No	4	S	Direct
Common Stock	Disposition	2021-06-14	5,109	$104.15	70,406	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2021-06-14	26	$0.00	26	$10.73
Common Stock	Stock Option (right to buy)	Disposition	2021-06-14	2,289	$0.00	2,289	$9.29
Common Stock	Stock Option (right to buy)	Disposition	2021-06-14	1,563	$0.00	1,563	$13.01
Common Stock	Stock Option (right to buy)	Disposition	2021-06-14	7,813	$0.00	7,813	$13.01
Common Stock	Stock Option (right to buy)	Disposition	2021-06-14	1,563	$0.00	1,563	$20.27
Common Stock	Stock Option (right to buy)	Disposition	2021-06-14	4,688	$0.00	4,688	$25.46

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
77	2027-07-13	No	4	M	Direct
34,341	2028-03-08	No	4	M	Direct
44,271	2029-01-10	No	4	M	Direct
54,687	2029-01-10	No	4	M	Direct
50,521	2029-04-11	No	4	M	Direct
32,812	2030-03-26	No	4	M	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 10, 2021, as amended on May 14, 2021.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.54 to $103.53 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.56 to $104.23 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.85 to $103.79 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $103.8450 to $104.46 per share, inclusive. The holder undertakes to provide, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The option shares are fully vested and may be exercised at any time.
The option shares vest over four years. 25% of the option shares vested and became exercisable on March 9, 2019 and the remaining shares vest in 36 equal monthly installments thereafter.
The option shares vest over four years. 25% of the option shares vested and became exercisable on January 2, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.
This option vested and became exercisable upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of March 9, 2021, the criteria was satisfied with respect to the remaining 31,250 shares
The option shares vest over four years. 25% of the option shares vested and became exercisable on March 22, 2020 and the remaining shares vest in 36 equal monthly installments thereafter.
The option vests upon the Reporting Person achieving certain milestones relating to a combination of the passage of time and the Reporting Person achieving certain milestones relating to the Issuer's stock price. As of June 3, 2021, the Company's Board of Director determined the performance criteria had been met with respect to 18,750 additional shares.