Filing Details
- Accession Number:
- 0001209191-21-041058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-16 18:20:07
- Reporting Period:
- 2021-06-15
- Accepted Time:
- 2021-06-16 18:20:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1817713 | Janux Therapeutics Inc. | JANX | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1357522 | A. Peter Thompson | C/O Janux Therapeutics, Inc. 11099 N. Torrey Pines Road, Suite 290 La Jolla CA 92037 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-06-15 | 1,348,421 | $0.00 | 1,348,421 | No | 4 | C | Indirect | See footnotes |
Common Stock | Acquisiton | 2021-06-15 | 823,742 | $0.00 | 2,172,163 | No | 4 | C | Indirect | See footnotes |
Common Stock | Acquisiton | 2021-06-15 | 588,203 | $17.00 | 2,760,366 | No | 4 | P | Indirect | See footnotes |
Common Stock | Acquisiton | 2021-06-15 | 164,748 | $0.00 | 164,748 | No | 4 | C | Indirect | See footnotes |
Common Stock | Acquisiton | 2021-06-15 | 117,650 | $17.00 | 282,398 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnotes |
No | 4 | C | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
No | 4 | C | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A Convertible Preferred Stock | Disposition | 2021-06-15 | 1,052,632 | $0.00 | 1,348,421 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2021-06-15 | 643,046 | $0.00 | 823,742 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2021-06-15 | 128,609 | $0.00 | 164,748 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Each share of Series A Convertible Preferred Stock and Series B Convertible Preferred Stock (collectively, the "Preferred Stock") converted into 1.281 shares of Common Stock upon the closing of the Issuer's initial public offering without payment of further consideration. Share numbers give effect to such conversion. The Preferred Stock had no expiration date.
- The securities are held of record by OrbiMed Private Investments VIII, LP ("OPI VIII"). OrbiMed Capital GP VIII LLC ("GP VIII") is the generalpartner of OPI VIII and OrbiMed Advisors LLC ("Advisors") is the managing member of GP VIII. By virtue of such relationships, GP VIII andAdvisors may be deemed to have voting and investment power with respect to the shares held by OPI VIII and as a result may be deemed tohave beneficial ownership of such shares. Advisors exercises investment and voting power through a management committee comprised of CarlL. Gordon, Sven H. Borho, and Jonathan T. Silverstein. The Reporting Person is an employee of Advisors.
- Each of Advisors, GP VIII, OrbiMed Genesis GP LLC ("Genesis GP"), and the Reporting Person disclaims beneficial ownership of the securitiesreported herein for purposes of Rule 16(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent ofits or his pecuniary interest therein, if any. This report shall not be deemed an admission that any such entity or person is a beneficial owner ofsuch securities for purpose of Section 16 of the Exchange Act, or for any other purpose.
- The shares were purchased in the Issuer's initial public offering.
- The securities are held of record by OrbiMed Genesis Master Fund, L.P. ("Genesis Fund"). Genesis GP is the general partner of Genesis Fundand Advisors is the managing member of Genesis GP. By virtue of such relationships, Genesis GP and Advisors may be deemed to have votingand investment power with respect to the shares held by Genesis Fund and as a result may be deemed to have beneficial ownership of suchshares. Advisors exercises investment and voting power through a management committee comprised of Carl L. Gordon, Sven H. Borho, andJonathan T. Silverstein. The Reporting Person is an employee of Advisors.