Filing Details
- Accession Number:
- 0000950103-21-008900
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-16 15:29:56
- Reporting Period:
- 2021-06-14
- Accepted Time:
- 2021-06-16 15:29:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1642545 | Shockwave Medical Inc. | SWAV | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1218802 | Laura Francis | C/O Shockwave Medical, Inc. 5403 Betsy Ross Drive Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-14 | 2,700 | $6.59 | 2,700 | No | 4 | M | Indirect | David and Laura Francis Joint Rev Trust |
| Common Stock | Disposition | 2021-06-14 | 2,700 | $186.01 | 0 | No | 4 | S | Indirect | David and Laura Francis Joint Rev Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | David and Laura Francis Joint Rev Trust |
| No | 4 | S | Indirect | David and Laura Francis Joint Rev Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-06-14 | 2,700 | $0.00 | 2,700 | $6.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 21,890 | 2029-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,701 | Direct |
Footnotes
- All transactions reported here were effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on 5/14/2021.
- 1/36th of the shares subject to the option shall vest monthly from 1/3/19.
Billionaire Hedge Funds
