Filing Details
- Accession Number:
- 0001209191-21-040803
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-15 21:59:49
- Reporting Period:
- 2021-06-11
- Accepted Time:
- 2021-06-15 21:59:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 351834 | Sunopta Inc. | STKL | Wholesale-Farm Product Raw Materials (5150) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1789124 | Barend Reijn | 100 Enterprise Way Suite B 101 Scotts Valley CA 95066 | General Manager Of Cpg Fruit | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Acquisiton | 2021-06-11 | 800 | $7.36 | 65,489 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2021-06-11 | 4,000 | $11.30 | 69,489 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2021-06-11 | 5,000 | $10.08 | 74,489 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2021-06-11 | 3,333 | $3.27 | 77,822 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2021-06-11 | 9,465 | $9.50 | 87,287 | No | 4 | M | Direct | |
| Common Shares | Acquisiton | 2021-06-11 | 2,586 | $9.50 | 89,873 | No | 4 | M | Direct | |
| Common Shares | Disposition | 2021-06-11 | 17,532 | $13.21 | 72,341 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2021-06-14 | 15,000 | $13.10 | 57,341 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Shares | Stock Option (Right to Buy) | Disposition | 2021-06-11 | 800 | $0.00 | 800 | $7.36 |
| Common Shares | Stock Option (Right to Buy) | Disposition | 2021-06-11 | 4,000 | $0.00 | 4,000 | $11.30 |
| Common Shares | Stock Option (Right to Buy) | Disposition | 2021-06-11 | 5,000 | $0.00 | 5,000 | $10.08 |
| Common Shares | Stock Option (Right to Buy) | Disposition | 2021-06-11 | 3,333 | $0.00 | 3,333 | $3.27 |
| Common Shares | Stock Option (Right to Buy) | Disposition | 2021-06-11 | 9,465 | $0.00 | 9,465 | $9.50 |
| Common Shares | Stock Option (Right to Buy) | Disposition | 2021-06-11 | 2,586 | $0.00 | 2,586 | $9.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-05-07 | 2023-05-07 | No | 4 | M | Direct |
| 0 | 2024-05-13 | No | 4 | M | Direct | |
| 0 | 2025-05-12 | No | 4 | M | Direct | |
| 0 | 2019-05-24 | 2026-05-24 | No | 4 | M | Direct |
| 0 | 2020-05-24 | 2027-05-24 | No | 4 | M | Direct |
| 0 | 2020-05-24 | 2027-05-24 | No | 4 | M | Direct |
Footnotes
- The reporting person elected to exercise his stock options and use the disposition of shares to pay for his right to buy the options.
- The price reported in Column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $13.16 to $14.1599, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $13.10 to $13.115, inclusive. The reporting person undertakes to provide to SunOpta Inc., any security holder of SunOpta Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.
- The option representing a right to purchase a total of 4,000 shares, became exercisable in five equal annual installments beginning on May 13, 2015, which was the first anniversary of the date on which the option was granted.
- The option representing a right to purchase a total of 5,000 shares, became exercisable in five equal annual installments beginning on May 12, 2016, which was the first anniversary of the date on which the option was granted.
Billionaire Hedge Funds
