Filing Details
- Accession Number:
- 0001209191-11-026139
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-04 17:09:53
- Reporting Period:
- 2011-05-02
- Filing Date:
- 2011-05-04
- Accepted Time:
- 2011-05-04 17:09:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1175609 | Cavium Networks Inc. | CAVM | Semiconductors & Related Devices (3674) | 770558625 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1395198 | Syed Ali | C/O Cavium Networks, Inc. 805 E. Middlefield Road Mountain View CA 94043 | Pres., Ceo, Chairman Of Board | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-02 | 125,000 | $1.02 | 1,475,162 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-02 | 125,000 | $47.43 | 1,350,162 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option Right to Buy | Disposition | 2011-05-02 | 125,000 | $0.00 | 125,000 | $1.02 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,150,000 | 2005-08-02 | 2015-08-02 | No | 4 | M | Direct |
Footnotes
- The sale was made under a 10b5-1 trading plan adopted by the reporting person on September 15, 2010.
- Shares were sold ranging from $47.08 per share to $48.30 per share.
Billionaire Hedge Funds
