Filing Details
- Accession Number:
- 0001209191-21-040739
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-15 19:04:14
- Reporting Period:
- 2021-06-11
- Accepted Time:
- 2021-06-15 19:04:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1468748 | Kodiak Sciences Inc. | KOD | Biological Products, (No Disgnostic Substances) (2836) | 270476525 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1754045 | A. John Borgeson | 1200 Page Mill Road Palo Alto CA 94304 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-06-11 | 3,025 | $0.00 | 169,027 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-06-15 | 1,037 | $84.75 | 167,990 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2021-06-11 | 19,250 | $0.00 | 19,250 | $73.51 |
Common Stock | Restricted Stock Units | Acquisiton | 2021-06-11 | 12,100 | $0.00 | 12,100 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2021-06-11 | 3,025 | $0.00 | 3,025 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
19,250 | 2029-12-29 | No | 4 | A | Direct | |
12,100 | No | 4 | A | Direct | ||
9,075 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.
- Includes 103 shares acquired under the 2018 Employee Stock Purchase Plan on May 31, 2021.
- The sale was made to cover tax withholding obligations in connection with vesting and settlement of 1/4th of the Reporting Person's performance-based RSU granted on December 30, 2019.
- On December 30, 2019 the Reporting Person was awarded a performance-based award. 1/4th of the award vested on June 11, 2021 upon the achievement of certain performance criteria ("Performance Achievement Date"); thereafter, the award will vest in three equal annual installments on each of the first, second, and third anniversaries of the Performance Achievement Date, subject, in each case, to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.