Filing Details

Accession Number:
0001209191-21-040739
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-15 19:04:14
Reporting Period:
2021-06-11
Accepted Time:
2021-06-15 19:04:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1468748 Kodiak Sciences Inc. KOD Biological Products, (No Disgnostic Substances) (2836) 270476525
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1754045 A. John Borgeson 1200 Page Mill Road
Palo Alto CA 94304
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-11 3,025 $0.00 169,027 No 4 M Direct
Common Stock Disposition 2021-06-15 1,037 $84.75 167,990 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2021-06-11 19,250 $0.00 19,250 $73.51
Common Stock Restricted Stock Units Acquisiton 2021-06-11 12,100 $0.00 12,100 $0.00
Common Stock Restricted Stock Units Disposition 2021-06-11 3,025 $0.00 3,025 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,250 2029-12-29 No 4 A Direct
12,100 No 4 A Direct
9,075 No 4 M Direct
Footnotes
  1. Each restricted stock unit ("RSU") represents a contingent right to receive one (1) share of the Issuer's common stock.
  2. Includes 103 shares acquired under the 2018 Employee Stock Purchase Plan on May 31, 2021.
  3. The sale was made to cover tax withholding obligations in connection with vesting and settlement of 1/4th of the Reporting Person's performance-based RSU granted on December 30, 2019.
  4. On December 30, 2019 the Reporting Person was awarded a performance-based award. 1/4th of the award vested on June 11, 2021 upon the achievement of certain performance criteria ("Performance Achievement Date"); thereafter, the award will vest in three equal annual installments on each of the first, second, and third anniversaries of the Performance Achievement Date, subject, in each case, to the Reporting Person's status as a Service Provider (as defined in the 2018 Equity Incentive Plan) on each vesting date.