Filing Details
- Accession Number:
- 0001209191-21-040712
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-15 18:14:39
- Reporting Period:
- 2021-06-11
- Accepted Time:
- 2021-06-15 18:14:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 29002 | Diodes Inc L | DIOD | Semiconductors & Related Devices (3674) | 952039518 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196531 | Shew Keh Lu | 4949 Hedgcoxe Road Suite 200 Plano TX 75024 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock | Acquisiton | 2021-06-11 | 5,000 | $19.27 | 399,238 | No | 4 | M | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2021-06-11 | 4,200 | $77.00 | 395,038 | No | 4 | S | Direct | |
| Diodes Incorporated Common Stock | Acquisiton | 2021-06-15 | 5,000 | $19.27 | 400,038 | No | 4 | M | Direct | |
| Diodes Incorporated Common Stock | Disposition | 2021-06-15 | 4,200 | $78.03 | 395,838 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Diodes Incorporated Common Stock - Diodes | 05/21/12 DIOD NQSO | Disposition | 2021-06-11 | 5,000 | $0.00 | 5,000 | $19.27 |
| Diodes Incorporated Common Stock - Diodes | 05/21/12 DIOD NQSO | Disposition | 2021-06-15 | 5,000 | $0.00 | 5,000 | $19.27 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2013-05-26 | 2022-05-21 | No | 4 | M | Direct |
| 0 | 2013-05-26 | 2022-05-21 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Diodes Incorporated Common Stock | 46,150 | Indirect | Custodial |
| Diodes Incorporated Common Stock | 421,671 | Indirect | Lu Grandchildren's Trust |
| Diodes Incorporated Common Stock | 55,655 | Indirect | The Lu Family Foundation |
| Diodes Incorporated Common Stock | 4,700 | Indirect | The Lu 2017 Irrevocable Trust |
| Diodes Incorporated Common Stock - Performance Stock Units | 220,519 | Direct |
Footnotes
- Exercised under a 10b5-1 plan.
- Sold under a 10b5-1 plan.
Billionaire Hedge Funds
