Filing Details
- Accession Number:
- 0000899243-21-023891
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-15 17:04:50
- Reporting Period:
- 2021-06-11
- Accepted Time:
- 2021-06-15 17:04:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1522540 | Marqeta Inc. | MQ | Services-Prepackaged Software (7372) | 274306690 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1678064 | Iconiq Strategic Partners Iii, L.p. | C/O Iconiq Capital, 394 Pacific Avenue, 2Nd Floor San Francisco CA 94111 | No | No | Yes | No | |
| 1678109 | Iconiq Strategic Partners Iii-B, L.p. | C/O Iconiq Capital 394 Pacific Avenue, 2Nd Floor San Francisco CA 94111 | No | No | Yes | No | |
| 1688124 | J.g. William Griffith | C/O Iconiq Capital 394 Pacific Avenue, 2Nd Floor San Francisco CA 94111 | No | No | Yes | No | |
| 1688143 | Divesh Makan | C/O Iconiq Capital 394 Pacific Avenue, 2Nd Floor San Francisco CA 94111 | No | No | Yes | No | |
| 1766963 | Iconiq Strategic Partners Iii Gp, L.p. | C/O Iconiq Capital 394 Pacific Avenue, 2Nd Floor San Francisco CA 94111 | No | No | Yes | No | |
| 1788796 | Iconiq Strategic Partners Iii Tt Gp, Ltd. | C/O Iconiq Capital 394 Pacific Avenue, 2Nd Floor San Francisco CA 94111 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-11 | 17,103,653 | $0.00 | 20,348,700 | No | 4 | C | Indirect | By: ICONIQ Strategic Partners III, L.P. |
| Common Stock | Acquisiton | 2021-06-11 | 20,348,700 | $0.00 | 0 | No | 4 | J | Indirect | By: ICONIQ Strategic Partners III, L.P. |
| Common Stock | Acquisiton | 2021-06-11 | 18,277,810 | $0.00 | 21,745,169 | No | 4 | C | Indirect | By: ICONIQ Strategic Partners III-B, L.P. |
| Common Stock | Disposition | 2021-06-11 | 21,745,169 | $0.00 | 0 | No | 4 | J | Indirect | By: ICONIQ Strategic Partners III-B, L.P. |
| Class A Common Stock | Acquisiton | 2021-06-11 | 143,245 | $27.00 | 143,245 | No | 4 | P | Indirect | By: ICONIQ Strategic Partners III, L.P. |
| Class A Common Stock | Acquisiton | 2021-06-11 | 153,051 | $27.00 | 153,051 | No | 4 | P | Indirect | By: ICONIQ Strategic Partners III-B, L.P. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Indirect | By: ICONIQ Strategic Partners III, L.P. |
| No | 4 | J | Indirect | By: ICONIQ Strategic Partners III, L.P. |
| No | 4 | C | Indirect | By: ICONIQ Strategic Partners III-B, L.P. |
| No | 4 | J | Indirect | By: ICONIQ Strategic Partners III-B, L.P. |
| No | 4 | P | Indirect | By: ICONIQ Strategic Partners III, L.P. |
| No | 4 | P | Indirect | By: ICONIQ Strategic Partners III-B, L.P. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series A Preferred Stock | Disposition | 2021-06-11 | 206,971 | $0.00 | 206,971 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2021-06-11 | 2,037,250 | $0.00 | 2,037,250 | $0.00 |
| Common Stock | Series C Preferred Stock | Disposition | 2021-06-11 | 822,719 | $0.00 | 822,719 | $0.00 |
| Common Stock | Series D-1 Preferred Stock | Disposition | 2021-06-11 | 14,036,713 | $0.00 | 14,036,713 | $0.00 |
| Common Stock | Series A Preferred Stock | Disposition | 2021-06-11 | 221,151 | $0.00 | 221,151 | $0.00 |
| Common Stock | Series B Preferred Stock | Disposition | 2021-06-11 | 2,176,820 | $0.00 | 2,176,820 | $0.00 |
| Common Stock | Series C Preferred Stock | Disposition | 2021-06-11 | 879,082 | $0.00 | 879,082 | $0.00 |
| Common Stock | Series D-1 Preferred Stock | Disposition | 2021-06-11 | 15,000,757 | $0.00 | 15,000,757 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-06-11 | 20,348,700 | $0.00 | 20,348,700 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-06-11 | 21,745,169 | $0.00 | 21,745,169 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 0 | No | 4 | C | Indirect | ||
| 20,348,700 | No | 4 | J | Indirect | ||
| 21,745,169 | No | 4 | J | Indirect |
Footnotes
- Immediate prior to the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock and Series D-1 Preferred Stock (collectively, the "Preferred Stock") automatically converted on a one-for-one basis into common stock of the Issuer (the "Common Stock").
- Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of Preferred Stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7.
- These shares are held by either ICONIQ Strategic Partners III, L.P. ("ICONIQ III") or ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B"), as applicable. ICONIQ Strategic Partners III GP, L.P. ("ICONIQ III GP") is the general partner of each of ICONIQ III and ICONIQ III-B. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ III Parent GP") is the general partner of ICONIQ III GP. Divesh Makan ("Makan") and William Griffith ("Griffith") are the sole equity holders and directors of ICONIQ III Parent GP.
- Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A common stock of the Issuer (the "Class A Common Stock") and will mandatorily convert into Class A Common Stock on the date that is ten years from the date of the prospectus used in connection with the Issuer's initial public offering and upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation.
- These shares were purchased from the underwriters at the closing of the Issuer's initial public offering.
Billionaire Hedge Funds
