Filing Details
- Accession Number:
- 0001104659-21-081528
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-15 16:41:23
- Reporting Period:
- 2020-07-31
- Accepted Time:
- 2021-06-15 16:41:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1806837 | Vertex Inc. | VERX | Services-Prepackaged Software (7372) | 232081753 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1819414 | Lisa Butler | C/O Vertex, Inc. 2301 Renaissance Blvd King Of Prussia PA 19406 | Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2020-07-31 | 2,894 | $19.00 | 13,249 | No | 4 | P | Direct | |
Class A Common Stock | Acquisiton | 2021-04-05 | 315,000 | $2.15 | 328,446 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2021-04-05 | 148,207 | $22.58 | 180,239 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2021-06-09 | 84,000 | $18.82 | 96,239 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option | Disposition | 2021-04-05 | 315,000 | $0.00 | 315,000 | $2.15 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2025-02-05 | No | 4 | M | Direct |
Footnotes
- Includes 197 shares acquired through the Company's Employee Stock Purchase Plan.
- The option is fully vested and exercisable.