Filing Details
- Accession Number:
- 0001764046-21-000103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-15 16:55:44
- Reporting Period:
- 2021-06-14
- Accepted Time:
- 2021-06-15 16:55:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1764046 | Clarivate Plc | CLVT | Services-Computer Processing & Data Preparation (7374) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1803022 | Jeff Roy | C/O Clarivate Plc Friars House, 160 Blackfriars Road London X0 SE1 8EZ | President, Ip Group | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2021-06-14 | 79,282 | $10.39 | 127,678 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-06-14 | 92,495 | $14.18 | 220,173 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2021-06-14 | 82,129 | $26.00 | 138,044 | No | 4 | F | Direct | |
| Ordinary Shares | Disposition | 2021-06-14 | 89,648 | $26.00 | 48,396 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Options | Disposition | 2021-06-14 | 79,282 | $0.00 | 79,282 | $10.39 |
| Ordinary Shares | Stock Options | Disposition | 2021-06-14 | 92,495 | $0.00 | 92,495 | $14.18 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2027-09-05 | No | 4 | M | Direct | |
| 39,641 | 2027-09-05 | No | 4 | M | Direct |
Footnotes
- Represents shares withheld for payment of exercise price.
- Represents the remaining portion of a September 5, 2017 grant of stock options; 33.3% of the reported stock options vested on July 1, 2020 and 66.7% of the reported stock options vested on November 30, 2020.
- Represents a September 5, 2017 grant of stock options; 20% became exercisable on each of July 1, 2018, July 1, 2019, and July 1, 2020 and 40% of the stock options became exercisable on November 30, 2020.
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