Filing Details
- Accession Number:
- 0001764046-21-000101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-15 16:51:38
- Reporting Period:
- 2021-06-14
- Accepted Time:
- 2021-06-15 16:51:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1764046 | Clarivate Plc | CLVT | Services-Computer Processing & Data Preparation (7374) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1802754 | Richard Hanks | C/O Clarivate Plc Friars House, 160 Blackfriars Road London X0 SE1 8EZ | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2021-06-14 | 73,997 | $6.61 | 140,880 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-06-14 | 52,854 | $10.39 | 193,734 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-06-14 | 52,854 | $14.18 | 246,588 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-06-14 | 31,712 | $17.96 | 278,300 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2021-06-14 | 4,757 | $6.61 | 283,057 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2021-06-14 | 91,877 | $26.00 | 191,180 | No | 4 | F | Direct | |
| Ordinary Shares | Disposition | 2021-06-14 | 124,297 | $26.00 | 66,883 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Options | Disposition | 2021-06-14 | 73,997 | $0.00 | 73,997 | $6.61 |
| Ordinary Shares | Stock Options | Disposition | 2021-06-14 | 52,854 | $0.00 | 52,854 | $10.39 |
| Ordinary Shares | Stock Options | Disposition | 2021-06-14 | 52,854 | $0.00 | 52,854 | $14.18 |
| Ordinary Shares | Stock Options | Disposition | 2021-06-14 | 31,712 | $0.00 | 31,712 | $17.96 |
| Ordinary Shares | Stock Options | Disposition | 2021-06-14 | 4,757 | $0.00 | 4,757 | $6.61 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 73,997 | 2027-03-02 | No | 4 | M | Direct | |
| 52,854 | 2027-03-02 | No | 4 | M | Direct | |
| 52,854 | 2027-03-02 | No | 4 | M | Direct | |
| 31,713 | 2027-03-02 | No | 4 | M | Direct | |
| 4,756 | 2027-05-22 | No | 4 | M | Direct |
Footnotes
- Represents shares withheld for payment of exercise price.
- Represents the remaining un-exercised portion of a March 3, 2017 grant of stock options; the reported stock options became exercisable on November 30, 2020.
- Represents the remaining unexercised portion of a May 23, 2017 grant of stock options; 50% of the reported stock options became exercisable on each of October 3, 2020 and November 30, 2020.
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