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Filing Details

Accession Number:: 0001401708-21-000156
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-15 16:35:00
Reporting Period:: 2021-06-11

Accepted Time:: 2021-06-15 16:35:00
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1401708	Nanostring Technologies Inc	NSTG	Biological Products, (No Disgnostic Substances) (2836)	200094687

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1576195	M Joseph Beechem	530 Fairview Avenue N Seattle WA 98109	Svp, Research & Development	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2021-06-11	24,999	$6.72	105,034	No	4	M	Direct
Common Stock	Acquisiton	2021-06-11	82,968	$1.92	188,002	No	4	M	Direct
Common Stock	Acquisiton	2021-06-11	35,000	$18.18	223,002	No	4	M	Direct
Common Stock	Disposition	2021-06-11	107,149	$58.76	115,853	No	4	S	Direct
Common Stock	Disposition	2021-06-11	24,678	$59.74	91,175	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (right to buy)	Disposition	2021-06-11	24,999	$6.72	24,999	$6.72
Common Stock	Stock Option (right to buy)	Disposition	2021-06-11	82,968	$1.92	82,968	$1.92
Common Stock	Stock Option (right to buy)	Disposition	2021-06-11	35,000	$18.18	35,000	$18.18

Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2023-01-09	No	4	M	Direct
2022-04-18	No	4	M	Direct
2024-01-30	No	4	M	Direct

Footnotes

The reporting person is voluntarily reporting the acquisition of shares of the issuer's common stock pursuant to the NanoString Technologies, Inc. Employee Stock Purchase Plan ("ESPP"), for the ESPP Purchase Period (as defined in the ESPP) of September 2, 2014 through March 2, 2015. This transaction is also exempt under Rule 16b-3(c).
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $58.41 to $59.405, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $59.42 to $60.005, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
The option is subject to an early exercise provision and is immediately exercisable. 1/48th of the shares subject to such Option vest on each monthly anniversary of January 10, 2013.
The option is subject to an early exercise provision and is immediately exercisable. 25% of the shares subject to the Option vested on the one year anniversary of March 9, 2012 (the "Vesting Commencement Date"), and thereafter 1/48th of the shares subject to the Option shall vest on each monthly anniversary of the Vesting Commencement Date.
1/48th of the shares subject to such Option shall vest on each monthly anniversary of January 31, 2014.