Filing Details
- Accession Number:
- 0001225208-21-009388
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-15 06:02:40
- Reporting Period:
- 2021-06-14
- Accepted Time:
- 2021-06-15 06:02:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
910073 | New York Community Bancorp Inc | NYCB | Savings Institutions, Not Federally Chartered (6036) | 061377322 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1571035 | J. Lawrence Savarese | 615 Merrick Avenue Westbury NY 11590 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-06-14 | 3,700 | $11.71 | 87,176 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2021-06-14 | 5,700 | $11.69 | 5,700 | No | 4 | P | Indirect | By HSA |
Common Stock | Acquisiton | 2021-06-14 | 8,300 | $11.73 | 17,800 | No | 4 | P | Indirect | By IRA |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | By HSA |
No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 8,212 | Indirect | By Stock Award IX |
Common Stock | 3,000 | Indirect | By Stock Award V |
Common Stock | 3,000 | Indirect | By Stock Award VI |
Common Stock | 4,500 | Indirect | By Stock Award VII |
Common Stock | 7,208 | Indirect | By Stock Award VIII |
Footnotes
- The number of shares held directly includes certain shares that were previously held by Stock Awards and that have subsequently vested.
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.69 to $11.70, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
- 8,212 shares granted under Stock Award IX on January 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on January 26, 2022.
- The remaining 3,000 shares, granted under Stock Award V on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 1, 2022.
- The remaining 3,000 shares, granted under Stock Award VI on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on February 15, 2022.
- The remaining 4,500 shares, granted under Stock Award VII on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 1, 2022.
- The remaining 7,208 shares granted under Stock Award VIII on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in four equal annual installments commencing on January 29, 2022.