Home > Insider Trading > Filing (0001716837-21-000100)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1428439	Roku Inc	ROKU	Cable & Other Pay Television Services (4841)	262087865

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1741111	Mai Fyfield	C/O Roku, Inc. 1155 Coleman San Jose CA 95110		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-06-10	878	$0.00	878	No	4	M	Direct
Class A Common Stock	Disposition	2021-06-11	265	$348.00	613	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Restricted Stock Unit	Disposition	2021-06-10	878	$0.00	878	$0.00
Class A Common Stock	Restricted Stock Unit	Acquisiton	2021-06-10	329	$0.00	329	$0.00
Class A Common Stock	Stock Options (right to buy)	Acquisiton	2021-06-10	954	$347.81	954	$347.81

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2021-06-10		No	4	M	Direct
329	2022-06-10		No	4	A	Direct
954	2021-07-10	2031-06-09	No	4	A	Direct

Footnotes

These shares were sold by the Company in order to meet the tax withholding obligations of the award holder in connection with the vesting of an installment of the restricted stock unit award.
This RSU was granted on 6/10/2020 and vests in one installment on the anniversary of the grant date.
This RSU was granted on 6/10/2021 and vests in one installment on the anniversary of the grant date.
The option vests in 12 equal monthly installments beginning on the one month anniversary of the grant date.