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Filing Details

Accession Number:: 0001225208-21-009380
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-14 18:18:07
Reporting Period:: 2021-06-14

Accepted Time:: 2021-06-14 18:18:07
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
910073	New York Community Bancorp Inc	NYCB	Savings Institutions, Not Federally Chartered (6036)	061377322

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1511853	A. Ronald Rosenfeld	615 Merrick Avenue Westbury NY 11590		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-06-14	20,000	$11.58	119,786	No	4	P	Indirect	By RAR Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By RAR Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	5,000	Indirect	By RAR Trust II
Common Stock	2,884	Indirect	By Stock Award IX
Common Stock	600	Indirect	By Stock Award VI
Common Stock	1,200	Indirect	By Stock Award VII
Common Stock	1,800	Indirect	By Stock Award VIII
Common Stock	8,212	Indirect	By Stock Award X

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.575 to $11.585, inclusive. The reporting person undertakes to provide to New York Community Bancorp, Inc., any security holder of New York Community Bancorp, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares at each separate price within the ranges set forth in this footnote.
The number of shares held by RAR Trust includes certain shares that were previously held by Stock Awards and that have subsequently vested.
The remaining 2,884 shares granted under Stock Award IX on January 29, 2020 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan. The shares will vest in four equal annual installments commencing on January 29, 2022.
The remaining 600 shares, granted under Stock Award VI on April 1, 2017 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest on April 1, 2022.
The remaining 1,200 shares, granted under Stock Award VII on February 15, 2018 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in two equal annual installments commencing on February 15, 2022.
The remaining 1,800 shares, granted under Stock Award VIII on March 1, 2019 pursuant to the New York Community Bancorp, Inc. 2012 Stock Incentive Plan, will vest in three equal annual installments commencing on March 1, 2022.
8,212 shares granted under Stock Award X on January 26, 2021 pursuant to the New York Community Bancorp, Inc. 2020 Omnibus Incentive Plan, will vest on January 26, 2022.