Filing Details
- Accession Number:
- 0001079973-21-000528
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-14 18:12:23
- Reporting Period:
- 2021-06-10
- Accepted Time:
- 2021-06-14 18:12:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1167419 | Riot Blockchain Inc. | RIOT | Services-Computer Processing & Data Preparation (7374) | 841553387 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1721702 | Jason Les | C/O Riot Blockchain, Inc. 202 6Th Street, Suite 401 Castle Rock CO 80104 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-06-10 | 23,155 | $31.08 | 264,622 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-10 | 26,144 | $31.44 | 238,478 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-06-10 | 701 | $31.45 | 237,777 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The price reported in Column 4 is a volume-weighted average price of the shares of the Common Stock, no par value per share, (the "Shares") of Riot Blockchain, Inc. (the "Issuer") sold by the Reporting Person in multiple transactions on the indicated day at prices ranging from $30.44 per Share, to $31.43 per Share, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the United States Securities and Exchange Commission (the "Commission"), upon request, full information regarding the number of Shares sold at each separate price within the ranges set forth in footnotes (1), (3), and (4) to this Form 4.
- Represents the total direct and indirect ownership of the security held by the Reporting Person immediately following the transaction reported on this Form 4.
- The price reported in Column 4 is a volume-weighted average price of the Shares of the Issuer sold by the Reporting Person in multiple transactions on the indicated day at prices ranging from $31.44 to $32.43 per Share, inclusive.
- The price reported in Column 4 is a volume-weighted average price of the Shares of the Issuer sold by the Reporting Person in multiple transactions on the indicated day at prices ranging from $32.44 to $32.59 per Share, inclusive.
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