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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1580063	Progenity Inc.	PROG	()	DE

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1540542	Athyrium Opportunities Fund (B) Lp	325 N. Saint Paul Street, Suite 4900 Dallas TX 75201	No	No	Yes	No
1589714	Athyrium Opportunities Fund (A) Lp	325 N. Saint Paul Street, Suite 4900 Dallas TX 75201	No	No	Yes	No
1815211	Athyrium Opportunities Associates Iii Gp Llc	505 Fifth Avenue, Floor 18 New York NY 10017	No	No	Yes	No
1815259	Athyrium Opportunities Associates Co-Invest Llc	505 Fifth Avenue, Floor 18 New York NY 10017	No	No	Yes	No
1815260	Athyrium Opportunities Iii Co-Invest 1 Lp	505 Fifth Avenue, Floor 18 New York NY 10017	No	No	Yes	No
1815261	Athyrium Opportunities 2020 Lp	505 Fifth Avenue, Floor 18 New York NY 10017	No	No	Yes	No
1815262	Athyrium Opportunities Associates Iii Lp	505 Fifth Avenue, Floor 18 New York NY 10017	No	No	Yes	No
1815268	Athyrium Opportunities Iii Acquisition 2 Lp	505 Fifth Avenue, Floor 18 New York NY 10017	No	No	Yes	No
1815474	Athyrium Opportunities Associates Lp	325 N. Saint Paul Street, Suite 4900 Dallas TX 75201	No	No	Yes	No
1815479	Athyrium Opportunities Associates Gp Llc	325 N. Saint Paul Street, Suite 4900 Dallas TX 75201	No	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-06-14	8,097,166	$2.47	36,396,907	No	4	P	Indirect	See footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	See footnotes

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Warrant	Acquisiton	2021-06-14	8,097,166	$2.47	8,097,166	$2.84

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
8,097,166	2021-06-14	2026-06-14	No	4	P	Indirect

Footnotes

The shares of the Issuer's common stock and the Warrant were purchased for $2.47 per unit, with each unit consisting of one share of the Issuer's common stock and the right to buy an additional share of the Issuer's common stock for the exercise price specified in the Warrant.
The 8,097,166 shares of the Issuer's common stock and the Warrant are directly owned by Athyrium Opportunities III Acquisition 2 LP. Athyrium Opportunities Associates III GP LLC is the general partner of Athyrium Opportunities Associates III LP, which is the general partner of Athyrium Opportunities III Acquisition 2 LP. Athyrium Funds GP Holdings, LLC is the managing member of Athyrium Opportunities Associates III GP LLC. Jeffrey Ferrell is the managing member of Athyrium Funds GP Holdings, LLC and the President of Athyrium Opportunities Associates III GP LLC.
Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein.
The Warrant represents a right to buy 8,097,166 shares of the Issuer's common stock at an exercise price of $2.84 per share. The Warrant is exercisable at any time and from time to time prior to June 14, 2026.