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Filing Details

Accession Number:: 0001209191-21-040272
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-14 17:02:49
Reporting Period:: 2021-06-10

Accepted Time:: 2021-06-14 17:02:49
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1577526	C3.Ai Inc.	AI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1333063	A Bruce Cleveland	C/O C3.Ai, Inc. 1300 Seaport Blvd, Suite 500 Redwood City CA 94063	Senior Vp And Cmo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-06-10	50,000	$4.68	71,367	No	4	M	Direct
Class A Common Stock	Disposition	2021-06-10	20,989	$58.32	50,378	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-10	13,377	$59.34	37,001	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-10	6,243	$60.28	30,758	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-10	8,925	$61.36	21,833	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-10	466	$62.37	21,367	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Option (Right to Buy)	Disposition	2021-06-10	50,000	$0.00	50,000	$4.68

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
921,767		2029-11-12	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	241	Indirect	See Footnote

Footnotes

Represents weighted average sales price. The shares were sold at prices ranging from $57.92 to $58.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $58.92 to $59.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $59.92 to $60.81. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Represents weighted average sales price. The shares were sold at prices ranging from $60.97 to $61.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The shares are held by the Cleveland Family Trust, of which the Reporting Person is trustee.
Twenty percent (20%) of the shares subject to the option grant vested on November 4, 2020, and the remaining eighty percent (80%) of each such grant vests on a monthly basis for the following four years, so long as the Reporting Person continues to provide services through such vesting dates.