Filing Details
- Accession Number:
- 0001140361-21-020819
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-14 17:05:12
- Reporting Period:
- 2021-06-10
- Accepted Time:
- 2021-06-14 17:05:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1725134 | Digital Media Solutions Inc. | DMS | Services-Business Services, Nec (7389) | 981399727 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1818010 | Prism Data, Llc | C/O Digital Media Solutions, Inc. 4800 140Th Avenue N., Suite 101 Clearwater FL 33762 | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-06-10 | 300,000 | $0.00 | 300,000 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2021-06-10 | 300,000 | $9.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Units of Digital Media Solutions Holdings, LLC | Disposition | 2021-06-10 | 300,000 | $0.00 | 300,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 23,431,610 | No | 4 | C | Direct |
Footnotes
- The sale was made for the sole benefit of Luis Ruelas, a member of Prism Data, LLC, to divest a portion of his interest in Prism Data, LLC. Neither Joseph Marinucci, Fernando Borghese or any other member of Prism Data, LLC other than Mr. Ruelas received any proceeds from the sale.
- Each unit of Digital Media Solutions Holdings, LLC, indirect subsidiary of the Issuer ("Unit"), may be redeemed by the holder for cash in an amount equal to the value of one share of the Issuer's Class A Common Stock or, at the Issuer's option, the Issuer may acquire each Unit in exchange for one share of Class A Common Stock or the cash value thereof, in each case subject to certain restrictions. Upon a redemption or acquisition of such Units, an equal number of the Unit holder's non-economic, voting shares of the Issuer's Class B Common Stock will be cancelled.
Billionaire Hedge Funds
