Filing Details
- Accession Number:
- 0001593968-21-001609
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-14 16:50:16
- Reporting Period:
- 2021-06-14
- Accepted Time:
- 2021-06-14 16:50:16
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1413837 | First Foundation Inc. | FFWM | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1594279 | Jr E. Ulrich Keller | 200 Crescent Court Ste 1400 Dallas TX 75201 | Chairman | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-06-14 | 3,240 | $8.25 | 23,927 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-06-14 | 3,240 | $24.15 | 20,687 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | Disposition | 2021-06-14 | 3,240 | $0.00 | 3,240 | $8.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
66,760 | 2012-10-25 | 2021-10-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,289,274 | Indirect | Family Trust |
Common Stock | 693,000 | Indirect | Limited Partnership |
Common Stock | 245,000 | Indirect | Spouse |
Footnotes
- Option exercise price.