Filing Details
- Accession Number:
- 0001423774-21-000049
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2021-06-14 16:06:49
- Reporting Period:
- 2019-05-01
- Accepted Time:
- 2021-06-14 16:06:49
- Original Submission Date:
- 2019-06-20
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1312322 | Jennifer Pileggi | C/O Zuora, Inc. 101 Redwood Shores Parkway Redwood City CA 94065 | Svp, Gc And Corp. Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2019-06-19 | 10,000 | $0.00 | 11,785 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2019-06-19 | 10,000 | $16.01 | 1,785 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units (RSU)(Class A) | Acquisiton | 2019-05-01 | 12,000 | $0.00 | 12,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 12,000 | No | 4 | A | Direct |
Footnotes
- Represents the number of shares that were acquired by the Reporting Person upon conversion of shares of Class B Common Stock into Class A Common Stock in connection with the exercise of the stock options.
- This transaction was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
- Represents the weighted average sale price. The lowest price at which shares were sold was $16.00 and the highest price at which shares were sold was $16.06. The Reporting Person undertakes to provide upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer or its stockholders, full information regarding the total number of shares sold at each separate price within the range set forth in this footnote.
- Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock upon vesting for no consideration.
- The RSUs vest over four years, with 1/16 of the shares underlying the initial award vesting on June 30, 2019 and the remaining shares vesting as to 1/16 of the shares underlying the initial award quarterly thereafter, so long as the Reporting Person continues to provide services to the Issuer through each vesting date.
- RSUs do not expire; these securities either vest and settle or are canceled prior to the vesting date.
Billionaire Hedge Funds
