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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1053352	Heritage Commerce Corp	HTBK	State Commercial Banks (6022)	770469558

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1305222	Robert Moles	Heritage Commerce Corp 224 Airport Parkway San Jose CA 95110		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, No Par Value	Disposition	2021-06-10	4,500	$11.70	44,984	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, No Par Value	18,295	Indirect	Indirect By Spouse

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock, No Par Value	Standard Employee Option - NSO	$6.39	2012-05-01	2022-05-01	4,500	4,500	Direct
Common Stock, No Par Value	Standard Employee Option - NSO	$6.57	2013-04-30	2023-04-30	4,500	4,500	Direct
Common Stock, No Par Value	Standard Employee Option - NSO	$8.07	2014-02-27	2024-02-27	4,500	4,500	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2022-05-01	4,500	4,500	Direct
2023-04-30	4,500	4,500	Direct
2024-02-27	4,500	4,500	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.7001 to $11.7100, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.