Filing Details
- Accession Number:
- 0001209191-21-040037
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-11 19:21:47
- Reporting Period:
- 2021-06-09
- Accepted Time:
- 2021-06-11 19:21:47
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1720990 | Fisker Inc. | FSR | Motor Vehicles & Passenger Car Bodies (3711) | 823100340 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1822756 | Henrik Fisker | C/O Fisker Inc. 1888 Rosecrans Avenue Manhattan Beach CA 90266 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2021-06-10 | 539,956 | $0.06 | 1,481,474 | No | 4 | M | Indirect | Held by the Mayfair Trust |
Class A Common Stock | Disposition | 2021-06-10 | 539,956 | $17.79 | 941,518 | No | 4 | S | Indirect | Held by the Mayfair Trust |
Class A Common Stock | Acquisiton | 2021-06-11 | 22,000 | $0.06 | 963,518 | No | 4 | M | Indirect | Held by the Mayfair Trust |
Class A Common Stock | Disposition | 2021-06-11 | 22,000 | $18.70 | 941,518 | No | 4 | S | Indirect | Held by the Mayfair Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | Held by the Mayfair Trust |
No | 4 | S | Indirect | Held by the Mayfair Trust |
No | 4 | M | Indirect | Held by the Mayfair Trust |
No | 4 | S | Indirect | Held by the Mayfair Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option | Acquisiton | 2021-06-09 | 7,961,727 | $0.00 | 7,961,727 | $0.06 |
Class A Common Stock | Stock Option | Disposition | 2021-06-10 | 539,956 | $0.00 | 539,956 | $0.06 |
Class A Common Stock | Stock Option | Disposition | 2021-06-11 | 22,000 | $0.00 | 22,000 | $0.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,961,727 | 2026-12-19 | No | 5 | G | Indirect | |
7,421,771 | 2026-12-19 | No | 4 | M | Indirect | |
7,399,771 | 2026-12-19 | No | 4 | M | Indirect |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Option | $0.06 | 2026-12-19 | 7,189,995 | 7,189,995 | Indirect | |
Class A Common Stock | Stock Option | $0.06 | 2027-04-26 | 730,989 | 730,989 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2026-12-19 | 7,189,995 | 7,189,995 | Indirect |
2027-04-26 | 730,989 | 730,989 | Indirect |
Footnotes
- Includes shares previously held by HF Holdco, LLC which have been transferred into the Mayfair Trust.
- The Reporting Person and his spouse are the trustees of the Mayfair Trust.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.44 to $18.37, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price reported herein is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.365 to $18.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The stock option is fully vested and immediately exercisable.
- On June 9, 2021, the Reporting Person's spouse transferred this stock option to the Mayfair Trust, of which the Reporting Person and his spouse are the trustees.
- On June 9, 2021, the Reporting Person transferred this stock option to the Mayfair Trust, of which the Reporting Person and his spouse are the trustees.