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Filing Details

Accession Number:: 0001209191-21-040005
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-11 18:35:52
Reporting Period:: 2021-06-09

Accepted Time:: 2021-06-11 18:35:52
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1315098	Roblox Corp	RBLX	Services-Prepackaged Software (7372)	200991664

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1607880	Michael Guthrie	C/O Roblox Corporation 970 Park Place San Mateo CA 94403	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-06-09	50,000	$0.53	140,000	No	4	M	Direct
Class A Common Stock	Disposition	2021-06-09	24,348	$91.15	115,652	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-09	9,294	$92.19	106,358	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-09	8,306	$93.43	98,052	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-09	7,155	$94.10	90,897	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-09	897	$95.15	90,000	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (Right to Buy)	Disposition	2021-06-09	50,000	$0.00	50,000	$0.53

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
2,088,530		2028-02-05	No	4	M	Direct

Footnotes

A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 20, 2021.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $90.76 to $91.73, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $91.77 to $92.75, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $92.78 to $93.77, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $93.78 to $94.76, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $94.80 to $95.68, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.
1/4th of the shares subject to the option became vested and exercisable as of February 5, 2019 and 1/48th of the shares subject to the option continue to vest monthly thereafter, subject to the Reporting Person continuing as a service provider through each vest date.