Filing Details

Accession Number:
0001217234-21-000137
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-11 17:52:13
Reporting Period:
2021-06-09
Accepted Time:
2021-06-11 17:52:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1217234 Caredx Inc. CDNA () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1042875 A William Hagstrom C/O Caredx, Inc.
1 Tower Place, 9Th Floor
South San Francisco CA 94080
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-06-09 5,000 $4.95 23,575 No 4 M Direct
Common Stock Disposition 2021-06-09 5,000 $88.14 18,575 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Disposition 2021-06-09 5,000 $0.00 5,000 $4.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,745 2026-07-15 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.10 to $88.325, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
  2. 1/12th of the shares subject to the option vested on August 1, 2016 and the shares subject to the option vested monthly thereafter through the ealier of the next annual shareholder meeting or July 1, 2017.