Filing Details
- Accession Number:
- 0001217234-21-000137
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-11 17:52:13
- Reporting Period:
- 2021-06-09
- Accepted Time:
- 2021-06-11 17:52:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1217234 | Caredx Inc. | CDNA | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1042875 | A William Hagstrom | C/O Caredx, Inc. 1 Tower Place, 9Th Floor South San Francisco CA 94080 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2021-06-09 | 5,000 | $4.95 | 23,575 | No | 4 | M | Direct | |
Common Stock | Disposition | 2021-06-09 | 5,000 | $88.14 | 18,575 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock | Disposition | 2021-06-09 | 5,000 | $0.00 | 5,000 | $4.95 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,745 | 2026-07-15 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.10 to $88.325, inclusive. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased or sold at each separate price.
- 1/12th of the shares subject to the option vested on August 1, 2016 and the shares subject to the option vested monthly thereafter through the ealier of the next annual shareholder meeting or July 1, 2017.