Filing Details

Accession Number:
0001062993-21-005576
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-06-11 17:45:24
Reporting Period:
2021-05-24
Accepted Time:
2021-06-11 17:45:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1808805 Nautilus Biotechnology Inc. NAUT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1164426 Joseph Edelman 51 Astor Place, 10Th Floor
New York NY 10003
No No No Yes
1224962 Perceptive Advisors Llc 51 Astor Place, 10Th Floor
New York NY 10003
No No No Yes
1249675 Ltd Fund Master Sciences Life Perceptive 51 Astor Place, 10Th Floor
New York NY 10003
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-05-24 7,063 $10.05 497,038 No 4 P Direct
Common Stock Acquisiton 2021-06-09 5,500,000 $10.00 5,997,038 No 4 P Indirect See Footnote
Common Stock Acquisiton 2021-06-09 2,914,113 $0.00 8,911,151 No 4 J Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See Footnote
No 4 J Indirect See Footnote
Footnotes
  1. The securities are directly held by Perceptive Life Sciences Master Fund Ltd. (the "Master Fund"). Perceptive Advisors LLC (the "Advisor") serves as the investment manager of Master Fund. Joseph Edelman is the managing member of the Advisor. Each of Mr. Edelman and the Advisor disclaims, for purposes of Section 16 of the Securities Exchange Act of 1934, beneficial ownership of such securities, except to the extent of his/its indirect pecuniary interest therein, and this report shall not be deemed an admission that either Mr. Edelman or the Advisor is the beneficial owner of such securities for purposes of Section 16 or for any other purposes.
  2. Acquired pursuant to the business combination by and among ARYA Sciences Acquisition Corp III, Mako Merger Sub, Inc. and Nautilus Biotechnology, Inc. ("Old Nautilus") in exchange for shares of Old Nautilus previously held by the Master Fund.