Filing Details
- Accession Number:
- 0001127602-21-019734
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-11 17:22:47
- Reporting Period:
- 2021-06-09
- Accepted Time:
- 2021-06-11 17:22:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 30697 | Wendy's Co | WEN | Retail-Eating & Drinking Places (5810) | 380471180 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1609772 | Liliana Esposito | C/O The Wendy'S Company One Dave Thomas Boulevard Dublin OH 43017 | Chf Corp Affrs & Sustnblty Ofc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-09 | 68,194 | $8.22 | 125,389 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-06-09 | 65,951 | $9.86 | 191,340 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-09 | 8,345 | $27.07 | 182,995 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-06-09 | 117,945 | $28.05 | 65,050 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-06-09 | 68,194 | $0.00 | 68,194 | $8.22 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2021-06-09 | 65,951 | $0.00 | 65,951 | $9.86 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2024-08-11 | No | 4 | M | Direct | |
| 0 | 2025-08-07 | No | 4 | M | Direct |
Footnotes
- With tandem net exercise and tax withholding rights.
- The option vested in three equal installments on August 11, 2015, 2016 and 2017, and is currently exercisable as to all 68,194 shares.
- The option vested in three equal installments on August 7, 2016, 2017 and 2018, and is currently exercisable as to all 65,951 shares.
Billionaire Hedge Funds
