Filing Details
- Accession Number:
- 0001209191-21-039840
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-11 16:32:00
- Reporting Period:
- 2021-06-09
- Accepted Time:
- 2021-06-11 16:32:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1616543 | Senseonics Holdings Inc. | SENS | Industrial Instruments For Measurement, Display, And Control (3823) | 471210911 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1667593 | Mukul Jain | 20451 Seneca Meadows Parkway Germantown MD 20876-7005 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-06-09 | 6,134 | $0.54 | 1,976,691 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-09 | 6,134 | $3.50 | 1,970,557 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2021-06-10 | 18,866 | $0.54 | 1,989,423 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-06-10 | 18,866 | $3.51 | 1,970,557 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2021-06-09 | 6,134 | $0.00 | 6,134 | $0.54 |
| Common Stock | Stock Option (right to buy) | Disposition | 2021-06-10 | 18,866 | $0.00 | 18,866 | $0.54 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 224,465 | 2024-06-04 | No | 4 | M | Direct | |
| 205,599 | 2024-06-04 | No | 4 | M | Direct |
Footnotes
- The option exercise and sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the record holder of the securities on March 15, 2021.
- This transaction was executed in multiple trades at prices ranging from $3.50 to $3.505, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected as set forth in this footnote.
- This transaction was executed in multiple trades at prices ranging from $3.50 to $3.54, inclusive. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request by the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected as set forth in this footnote.
- Shares are fully vested and exercisable.
Billionaire Hedge Funds
