Filing Details
- Accession Number:
- 0001834185-21-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-11 14:20:18
- Reporting Period:
- 2021-06-09
- Accepted Time:
- 2021-06-11 14:20:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1422930 | Pubmatic Inc. | PUBM | Services-Computer Programming, Data Processing, Etc. (7370) | 205863224 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1834185 | K. Jeffrey Hirsch | C/O Pubmatic, Inc. 3 Lagoon Drive, Suite 180 Redwood City CA 94065 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-06-09 | 5,000 | $0.00 | 5,000 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2021-06-09 | 5,000 | $35.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (Right to buy Class B Common Stock) | Disposition | 2021-06-09 | 5,000 | $0.00 | 5,000 | $2.97 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-06-09 | 5,000 | $0.00 | 5,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-06-09 | 5,000 | $0.00 | 5,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 65,000 | 2029-05-20 | No | 4 | M | Direct | |
| 5,000 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 4, 2021.
- The option vests as to 1/48 of the total shares on February 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
- Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.
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