Filing Details
- Accession Number:
- 0001127602-21-019677
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-06-11 11:26:22
- Reporting Period:
- 2021-06-10
- Accepted Time:
- 2021-06-11 11:26:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1025835 | Enterprise Financial Services Corp | EFSC | State Commercial Banks (6022) | 431706259 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1454515 | Richard Scott Goodman | 150 N. Meramec Clayton MO 63105 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-06-10 | 4,000 | $49.13 | 44,119 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,288 | Indirect | 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non Qualified Stock Option (Right to Buy) | $43.81 | 2031-02-25 | 6,280 | 6,280 | Direct | |
| Common Stock | Restricted Share Units | $0.00 | 616 | 616 | Direct | ||
| Common Stock | Restricted Share Units | $0.00 | 737 | 737 | Direct | ||
| Common Stock | Restricted Share Units | $0.00 | 1,191 | 1,191 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2031-02-25 | 6,280 | 6,280 | Direct |
| 616 | 616 | Direct | |
| 737 | 737 | Direct | |
| 1,191 | 1,191 | Direct |
Footnotes
- This transaction was conducted pursuant to a 10b5-1 plan entered into in 2021 that specifies the number of shares, the price and date of all purchase transactions to be executed pursuant to the plan.
- The reporting person holds units in the stock fund and the number of shares reported as indirectly held in the 401 (k) plan in this row is an estimate of the number of shares of the issuer's Common Stock held in the unitized stock fund and allocated to the reporting person's account.
- This option becomes exercisable after a three year period on 2/25/24.
- The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- The RSU's vest 100% in the first quarter of 2022, subject to continued employment by the reporting person.
- The RSU's vest 100% in the first quarter of 2023, subject to continued employment by the reporting person.
- The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.
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