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Filing Details

Accession Number:: 0001312109-21-000132
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-10 20:53:24
Reporting Period:: 2021-06-08

Accepted Time:: 2021-06-10 20:53:24
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1312109	Silvergate Capital Corp	SI	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1232737	J Alan Lane	4250 Executive Square Suite 300 La Jolla CA 92037	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-06-08	75,000	$4.20	75,000	No	4	M	Direct
Class A Common Stock	Disposition	2021-06-08	6,249	$101.82	68,751	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-08	8,789	$103.33	59,962	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-08	10,006	$103.72	49,956	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-08	13,791	$105.24	36,165	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-08	13,512	$105.94	22,653	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-08	7,391	$107.12	15,262	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-08	5,513	$108.00	9,749	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-08	3,738	$109.05	6,011	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-08	5,811	$109.90	200	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-08	200	$110.57	0	No	4	S	Direct
Class A Common Stock	Acquisiton	2021-06-09	75,000	$4.20	75,000	No	4	M	Direct
Class A Common Stock	Disposition	2021-06-09	3,195	$103.25	71,805	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-09	3,034	$103.95	68,771	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-09	3,953	$105.73	64,818	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-09	23,088	$106.45	41,730	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-09	21,355	$107.56	20,375	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-09	16,726	$108.45	3,649	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-09	3,649	$109.19	0	No	4	S	Direct
Class A Common Stock	Acquisiton	2021-06-10	22,363	$4.20	22,363	No	4	M	Direct
Class A Common Stock	Disposition	2021-06-10	7,122	$101.09	15,241	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-10	4,128	$101.69	11,113	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Non-Qualified Stock Options	Disposition	2021-06-08	75,000	$0.00	75,000	$4.20
Class A Common Stock	Non-Qualified Stock Options	Disposition	2021-06-09	75,000	$0.00	75,000	$4.20
Class A Common Stock	Non-Qualified Stock Options	Disposition	2021-06-10	22,363	$0.00	22,363	$4.20

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
97,363	2012-01-27	2022-01-27	No	4	M	Direct
22,363	2012-01-27	2022-01-27	No	4	M	Direct
0	2012-01-27	2022-01-27	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	140,725	Indirect	By Self and Spouse as Trustees of Lane Trust
Class A Common Stock	88,268	Indirect	By IRA
Class A Common Stock	1,758	Indirect	By Employer 401(k) Plan

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Class A Common Stock	Restricted Stock Units	$0.00			3,253	3,253	Direct
Class A Common Stock	Non-Qualified Stock Options	$127.56		2031-02-26	7,838	7,838	Direct
Class A Common Stock	Restricted Stock Units	$0.00			8,319	8,319	Direct
Class A Common Stock	Non-Qualified Stock Options	$16.09		2029-11-19	32,628	32,628	Direct
Class A Common Stock	Non-Qualified Stock Options	$4.20	2012-01-27	2022-01-27	172,363	0	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	3,253	3,253	Direct
2031-02-26	7,838	7,838	Direct
	8,319	8,319	Direct
2029-11-19	32,628	32,628	Direct
2022-01-27	172,363	0	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $101.34 to $102.19. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $102.48 to $103.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $103.48 to $104.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $104.50 to $105.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $105.50 to $106.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $106.50 to $107.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $107.50 to $108.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $108.50 to $109.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $109.50 to $110.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $110.52 to $110.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $102.55 to $103.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $103.62 to $104.31. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $104.99 to $105.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $106.00 to $106.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $107.00 to $107.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $108.00 to $108.99. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $109.01 to $109.61. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $100.50 to $101.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $101.50 to $101.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
The restricted stock units vest in three equal annual installments beginning on February 26, 2022. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of Class A Common Stock shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, and local taxes of any kind.
The option becomes exercisable in three annual installments beginning February 26, 2022.
The restricted stock units vest in four equal annual installments beginning on November 19, 2020. Vested shares will be delivered within thirty days following the vesting of the restricted stock units, when, subject to any trading restriction, the reporting person will receive the number of ordinary shares that corresponds to the number of restricted stock units that have become vested on the applicable vesting date, less any shares withheld to satisfy federal, state, local and foreign taxes of any kind.
The option becomes exercisable in four equal annual installments beginning November 18, 2020.