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Filing Details

Accession Number:: 0001209191-21-039445
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-06-10 16:25:04
Reporting Period:: 2021-06-08

Accepted Time:: 2021-06-10 16:25:04
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1770787	10X Genomics Inc.	TXG	Laboratory Analytical Instruments (3826)	455614458

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1786720	Serge Saxonov	C/O 10X Genomics, Inc. 6230 Stoneridge Mall Road Pleasanton CA 94588	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Disposition	2021-06-04	200	$0.00	904,068	No	5	G	Direct
Class A Common Stock	Acquisiton	2021-06-08	5,209	$5.04	909,277	No	4	M	Direct
Class A Common Stock	Acquisiton	2021-06-08	9,791	$11.48	919,068	No	4	M	Direct
Class A Common Stock	Disposition	2021-06-08	600	$184.17	918,468	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-08	2,200	$185.05	916,268	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-08	4,600	$185.89	911,668	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-08	5,239	$186.91	906,429	No	4	S	Direct
Class A Common Stock	Disposition	2021-06-08	2,361	$187.92	904,068	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	5	G	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Stock Option (right to buy)	Disposition	2021-06-08	5,209	$0.00	5,209	$5.04
Class A Common Stock	Stock Option (right to buy)	Disposition	2021-06-08	9,791	$0.00	9,791	$11.48

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
84,573		2028-11-02	No	4	M	Direct
87,505		2029-05-10	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	89,960	Indirect	See Footnote

Footnotes

The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
This transaction was executed in multiple trades at prices ranging from $183.43 to $184.42. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
This transaction was executed in multiple trades at prices ranging from $184.45 to $185.43. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
This transaction was executed in multiple trades at prices ranging from $185.45 to $186.40. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
This transaction was executed in multiple trades at prices ranging from $186.465 to $187.46. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
This transaction was executed in multiple trades at prices ranging from $187.49 to $188.31. The price reported above reflects the weighted average sale price. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate sale price.
The shares are held by the Y/S Descendants' Trust, for which the Reporting Person serves as trustee.
This option, originally for 250,000 shares, of which 165,427 have been exercised, vested as to one forty-eighth of the shares on October 1, 2018, and one-forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.
This option, originally for 145,786 shares, of which 58,281 have been exercised, vested as to one forty-eighth of the shares on May 1, 2019, and one-forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.