Filing Details

Accession Number:
0000350894-21-000036
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-06-10 11:15:50
Reporting Period:
2021-06-08
Accepted Time:
2021-06-10 11:15:50
Original Submission Date:
2021-06-10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
350894 Sei Investments Co SEIC Security Brokers, Dealers & Flotation Companies (6211) 231707341
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1101311 Dennis Mcgonigle One Freedom Valley Drive
Oaks PA 19456
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock ( Right To Purchase) Acquisiton 2021-06-08 17,500 $15.77 594,163 No 4 M Direct
Common Stock Disposition 2021-06-08 17,500 $63.62 576,663 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock (Right To Purchase) COMMON STOCK ( RIGHT TO PURCHASE) Acquisiton 2021-06-08 17,500 $15.77 17,500 $15.77
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
594,163 2014-12-10 2024-12-10 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 576,663 Direct
Footnotes
  1. Mr. McGonigle's total direct shares held is 576,663, which reflects SEIC shares purchased through ESPP. This was inadvertently not added to his previous Form 4.