Filing Details

Accession Number:
0001225208-11-013108
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-04 13:43:46
Reporting Period:
2011-05-02
Filing Date:
2011-05-04
Accepted Time:
2011-05-04 13:43:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1140536 Willis Group Holdings Plc WSH Insurance Agents, Brokers & Service (6411) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1198866 A Joseph Califano C/O Willis Group Holdings Plc
51 Lime Street
London, England X0 EC3M 7DQ
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, Nominal Value $0.000115 Per Share Acquisiton 2011-05-02 2,409 $0.00 12,923 No 4 A Direct
Ordinary Shares, Nominal Value $0.000115 Per Share Disposition 2011-05-03 1,385 $41.48 11,538 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Ordinary Shares, Nominal Value $0.000115 Per Share 1,000 Indirect By Wife
Footnotes
  1. Comprised of 2,409 restricted share units ("RSUs"), which represent the right to recieve ordinary shares, par value $0.000115 per share, of Willis Group Holdings Public Limited Company. The RSUs shall vest 100% on May 2, 2012.
  2. The sales reported in this Form 4 were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 16, 2011 to cover taxes incurred on the vesting of 2,869 RSUs on May 3, 2011.
  3. The number of securities disposed of represents the aggregate number of shares sold in multiple open market transactions having prices ranging from $41.24 to $41.58 per share. The price listed in Table I represents the weighted average sale price for such sales. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range.
  4. Includes an aggregate of 2,409 RSUs subject to the satisfaction of vesting requirements, as well as 3,189 vested RSUs with a deferred settlement no later than January 2, 2017. This amount gives effect to the RSUs that vested on May 3, 2011.