Filing Details
- Accession Number:
- 0001225208-11-013103
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-04 13:32:22
- Reporting Period:
- 2011-05-02
- Filing Date:
- 2011-05-04
- Accepted Time:
- 2011-05-04 13:32:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1140536 | Willis Group Holdings Plc | WSH | Insurance Agents, Brokers & Service (6411) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1200848 | E Wendy Lane | C/O Willis Group Holdings Plc 51 Lime Street London, England X0 EC3M 7DQ | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares, Nominal Value $0.000115 Per Share | Acquisiton | 2011-05-02 | 2,409 | $0.00 | 10,412 | No | 4 | A | Direct | |
Ordinary Shares, Nominal Value $0.000115 Per Share | Disposition | 2011-05-03 | 1,385 | $41.48 | 9,027 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- Comprised of 2,409 restricted share units ("RSUs"), which represent the right to recieve ordinary shares, par value $0.000115 per share, of Willis Group Holdings Public Limited Company. The RSUs shall vest 100% on May 2, 2012.
- The sales reported in this Form 4 were pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 14, 2011 to cover taxes incurred on the vesting of 2,869 RSUs on May 3, 2011.
- The number of securities disposed of represents the aggregate number of shares sold in multiple open market transactions having prices ranging from $41.24 to $41.58 per share. The price listed in Table I represents the weighted average sale price for such sales. The reporting person undertakes to provide the staff of the Securities and Exchange Commission, the Issuer, or a stockholder of the Issuer, upon request, information regarding the number of shares sold at each separate price within the range.
- Includes 2,409 RSUs subject to the satisfaction of vesting requirements. This amount gives effect to the RSUs that vested on May 3, 2011 and also reflects that since the filing of her last Form 4, Ms. Lane transferred 174 shares to her ex-husband pursuant to a domestic relations order.